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Make Way for Success

We pave the way for people of all backgrounds to succeed in this industry.  And there's no better time than today to start building a business as an independent Registered Representative or Investment Advisor Representative.

Serve a Growing Need

There are thousands of people who are underserved or overlooked by the financial services industry – with many of them being middle-income families – who may not be properly prepared for retirement.  You can build a business that addresses their needs.

Build a Team

You can mentor and coach newly licensed Registered Representatives and/or Investment Advisor Representatives to write new business and, depending on your licenses, you may be able to earn a percentage of their commissions.

Robust Compensation

Your earning potential depends on your hard work and determination.  Compensation can be paid in many ways, including commission and recurring fees.

Work/Life Balance

Many people start their businesses at TFA to have more control over their time and life.  As a business owner, you will have the freedom to set your own hours.

Leverage Our Powerful Business Platform

We provide tools and resources to help you navigate this industry so you can focus on building a competitive business that empowers your clients to live well and build wealth.  You can scale your business at your own pace, as you take advantage of our powerful platform.

The Power of Choice

Clients have diverse financial needs.  That's why we make a wide array of products available from many well-known providers that can help them pursue their goals.

Client Relationship Management (CRM) Tools

Our CRM system, from Salesforce, gives you ready access to vital client information so you can give your clients guidance that’s both suitable and in their best interest.

Training & Marketing Resources

Attend seminars supported by local leadership, money managers and home office representatives.  Build your market with approved marketing materials and other tools to use with your clients.

Compliance and Supervisory Support

The industry’s complex regulatory environment can be challenging, but our supervisory structure helps to streamline compliance functions so you can focus on building your business.

Is This Opportunity for You?

Download our brochure to learn more about how you can build a business as Independent Registered Representative and/or Investment Advisor Representative, serving families, businesses and individuals in need of sound financial guidance.*

Download It Now!

*Many people experience various levels of success, and individual member experiences will vary.  This statement is not intended to nor does it represent that any individual success is guaranteed.