Make Way for Success
We pave the way for people of all backgrounds to succeed in this industry. And there's no better time than today to start building a business as an independent Registered Representative or Investment Advisor Representative.
Serve a Growing Need
There are thousands of people who are underserved or overlooked by the financial services industry – with many of them being middle-income families – who may not be properly prepared for retirement. You can build a business that addresses their needs.
Build a Team
You can mentor and coach newly licensed Registered Representatives and/or Investment Advisor Representatives to write new business and, depending on your licenses, you may be able to earn a percentage of their commissions.
Robust Compensation
Your earning potential depends on your hard work and determination. Compensation can be paid in many ways, including commission and recurring fees.
Work/Life Balance
Many people start their businesses at TFA to have more control over their time and life. As a business owner, you will have the freedom to set your own hours.
Leverage Our Powerful Business Platform
We provide tools and resources to help you navigate this industry so you can focus on building a competitive business that empowers your clients to live well and build wealth. You can scale your business at your own pace, as you take advantage of our powerful platform.
The Power of Choice
Clients have diverse financial needs. That's why we make a wide array of products available from many well-known providers that can help them pursue their goals.
Client Relationship Management (CRM) Tools
Our CRM system, from Salesforce, gives you ready access to vital client information so you can give your clients guidance that’s both suitable and in their best interest.
Training & Marketing Resources
Attend seminars supported by local leadership, money managers and home office representatives. Build your market with approved marketing materials and other tools to use with your clients.
Compliance and Supervisory Support
The industry’s complex regulatory environment can be challenging, but our supervisory structure helps to streamline compliance functions so you can focus on building your business.